Pages for firms that have failed or are under investigation

Name

FRN

Status

Date

Product
type(s)

London Court Ltd
146522
Failed
22 July 2024
Investments
London Court Ltd
146522
Failed
22 July 2024
Investments
Donre Advisory Ltd, previously Basi & Basi Financial Planning Ltd
513993
Under investigation
16 July 2024
Pensions, Investments
Donre Advisory Ltd, previously Basi & Basi Financial Planning Ltd
513993
Under investigation
16 July 2024
Pensions, Investments
Ozen Financial Services Ltd
670187
Failed
05 July 2024
Home Finance
Ozen Financial Services Ltd
670187
Failed
05 July 2024
Home Finance
J Monroe Ltd, trading as Compendium Wealth, Summit Wealth Management
791232
Failed
04 July 2024
Pensions
J Monroe Ltd, trading as Compendium Wealth, Summit Wealth Management
791232
Failed
04 July 2024
Pensions
Holistic Pension Transfer Specialists Ltd, trading as HPTS
747407
Failed
03 July 2024
Pensions
Holistic Pension Transfer Specialists Ltd, trading as HPTS
747407
Failed
03 July 2024
Pensions
MacInnes & Bottomley
121661
Failed
27 June 2024
Pensions
MacInnes & Bottomley
121661
Failed
27 June 2024
Pensions
Elliot Financial Services Ltd
185289
Failed
20 June 2024
Home Finance
Elliot Financial Services Ltd
185289
Failed
20 June 2024
Home Finance
Mackie Wealth Management Ltd
498322
Failed
20 June 2024
Investments
Mackie Wealth Management Ltd
498322
Failed
20 June 2024
Investments
Broadlands Partnership
402268
Failed
14 June 2024
Pensions
Broadlands Partnership
402268
Failed
14 June 2024
Pensions
Foreign Currency Innovations Ltd, trading as FCI Markets
616985
Under investigation
12 June 2024
Investments
Foreign Currency Innovations Ltd, trading as FCI Markets
616985
Under investigation
12 June 2024
Investments
Haich & Associates Ltd, formerly 14Lights Ltd, NPD International Ltd
791582
Failed
11 June 2024
Investments
Haich & Associates Ltd, formerly 14Lights Ltd, NPD International Ltd
791582
Failed
11 June 2024
Investments
TenetConnect Ltd
149826
Under investigation
05 June 2024
Investments
TenetConnect Ltd
149826
Under investigation
05 June 2024
Investments
TenetConnect Services Ltd
150643
Under investigation
05 June 2024
Investments
TenetConnect Services Ltd
150643
Under investigation
05 June 2024
Investments
Intelligent Money Ltd
219473
Under investigation
28 May 2024
Pensions
Intelligent Money Ltd
219473
Under investigation
28 May 2024
Pensions
Castle & Crystal Credit Union Ltd
213711
Failed
21 May 2024
Credit Unions
Castle & Crystal Credit Union Ltd
213711
Failed
21 May 2024
Credit Unions
Chestergate Financial Services Ltd, formerly Bradshaw Bennet Independent Financial Advisers Ltd
459990
Failed
14 May 2024
Pensions
Chestergate Financial Services Ltd, formerly Bradshaw Bennet Independent Financial Advisers Ltd
459990
Failed
14 May 2024
Pensions
Alexander David Securities Limited
469150
Failed
30 April 2024
Pensions, Investments
Alexander David Securities Limited
469150
Failed
30 April 2024
Pensions, Investments
Atlantic Investors (Scotland) Ltd
182565
Failed
19 April 2024
Pensions, Investments
Atlantic Investors (Scotland) Ltd
182565
Failed
19 April 2024
Pensions, Investments
PH7 Wealth Management Ltd, formerly The Pension Place Ltd trading as PH7 Mortgages, PH7 Insurance Brokers
842598
Failed
12 April 2024
Pensions
PH7 Wealth Management Ltd, formerly The Pension Place Ltd trading as PH7 Mortgages, PH7 Insurance Brokers
842598
Failed
12 April 2024
Pensions
WR Simon Ashley Silver Independent Financial Advisor Ltd
209539
Failed
12 April 2024
Pensions, Investments
WR Simon Ashley Silver Independent Financial Advisor Ltd
209539
Failed
12 April 2024
Pensions, Investments