Failed firms

J Monroe Ltd, trading as Compendium Wealth, Summit Wealth Management

791232

Failed

04 July 2024

Pensions

Name: J Monroe Ltd, trading as Compendium Wealth, Summit Wealth Management

FRN: 791232

Status: Failed

Date: 04 July 2024

Product type(s): Pensions

Holistic Pension Transfer Specialists Ltd, trading as HPTS

747407

Failed

03 July 2024

Pensions

Name: Holistic Pension Transfer Specialists Ltd, trading as HPTS

FRN: 747407

Status: Failed

Date: 03 July 2024

Product type(s): Pensions

MacInnes & Bottomley

121661

Failed

27 June 2024

Pensions

Name: MacInnes & Bottomley

FRN: 121661

Status: Failed

Date: 27 June 2024

Product type(s): Pensions

Elliot Financial Services Ltd

185289

Failed

20 June 2024

Home Finance

Name: Elliot Financial Services Ltd

FRN: 185289

Status: Failed

Date: 20 June 2024

Product type(s): Home Finance

Mackie Wealth Management Ltd

498322

Failed

20 June 2024

Investments

Name: Mackie Wealth Management Ltd

FRN: 498322

Status: Failed

Date: 20 June 2024

Product type(s): Investments

Broadlands Partnership

402268

Failed

14 June 2024

Pensions

Name: Broadlands Partnership

FRN: 402268

Status: Failed

Date: 14 June 2024

Product type(s): Pensions

Foreign Currency Innovations Ltd, trading as FCI Markets

616985

Under investigation

12 June 2024

Investments

Name: Foreign Currency Innovations Ltd, trading as FCI Markets

FRN: 616985

Status: Under investigation

Date: 12 June 2024

Product type(s): Investments

Haich & Associates Ltd, formerly 14Lights Ltd, NPD International Ltd

791582

Failed

11 June 2024

Investments

Name: Haich & Associates Ltd, formerly 14Lights Ltd, NPD International Ltd

FRN: 791582

Status: Failed

Date: 11 June 2024

Product type(s): Investments

TenetConnect Ltd

149826

Under investigation

05 June 2024

Investments

Name: TenetConnect Ltd

FRN: 149826

Status: Under investigation

Date: 05 June 2024

Product type(s): Investments

TenetConnect Services Ltd

150643

Under investigation

05 June 2024

Investments

Name: TenetConnect Services Ltd

FRN: 150643

Status: Under investigation

Date: 05 June 2024

Product type(s): Investments

Castle & Crystal Credit Union Ltd

213711

Failed

21 May 2024

Credit Unions

Name: Castle & Crystal Credit Union Ltd

FRN: 213711

Status: Failed

Date: 21 May 2024

Product type(s): Credit Unions

Chestergate Financial Services Ltd, formerly Bradshaw Bennet Independent Financial Advisers Ltd

459990

Failed

14 May 2024

Pensions

Name: Chestergate Financial Services Ltd, formerly Bradshaw Bennet Independent Financial Advisers Ltd

FRN: 459990

Status: Failed

Date: 14 May 2024

Product type(s): Pensions

Alexander David Securities Limited

469150

Failed

30 April 2024

Pensions, Investments

Name: Alexander David Securities Limited

FRN: 469150

Status: Failed

Date: 30 April 2024

Product type(s): Pensions, Investments

Atlantic Investors (Scotland) Ltd

182565

Failed

19 April 2024

Pensions, Investments

Name: Atlantic Investors (Scotland) Ltd

FRN: 182565

Status: Failed

Date: 19 April 2024

Product type(s): Pensions, Investments

PH7 Wealth Management Ltd, formerly The Pension Place Ltd trading as PH7 Mortgages, PH7 Insurance Brokers

842598

Failed

12 April 2024

Pensions

Name: PH7 Wealth Management Ltd, formerly The Pension Place Ltd trading as PH7 Mortgages, PH7 Insurance Brokers

FRN: 842598

Status: Failed

Date: 12 April 2024

Product type(s): Pensions

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